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By Timothy C. Siegel

Drilled displacement piles (also known as augered cast-in-place displacement piles or augured, pressure grouted displacement piles) are installed by the displacement of soil and subsequent placement of fluid cement grout within the evacuated volume. Depending on the soil grain-size characteristics, soil behavior, in situ soil density, pile spacing, and pile diameter, the installation process can result in measurable densification and an increase in lateral stress. This paper examines the conditions prior to and following the installation of drilled displacement piles at sandy sites using the cone penetration test. The data support that the installation of drilled displacement piles results in a substantial increase in tip resistance.

Jan 1, 2007

By K. S. Ho

With the aid of the advanced electronic devices and micro-processors, the quality control of deep foundations can be carried out by Non-Destructive Tests (NDT). Three methods are presented here: the Sonic Logging, Vibration and Stress Wave Analysis Methods. The principles, equipments used, testing procedures and applications are fully described. The correlation of these methods with the conventional tests (mechanical coring and loading test) are studied to give a better understanding of the methods. Several case histories with the test results obtained from a number of sites in Hong Kong and overseas are discussed to show how the pile quality can be examined and especially, how to confirm the effectiveness of remedial works on a defective pile. Recommendation on the percentage of piles to be tested are given at the end of the paper by using statistical method.

Jan 1, 2010

By Andrew Cushing

This paper presents the design and construction of the foundation for a major high-rise real estate development on the west side of Manhattan. Arup was retained by Underpinning and Foundation Skanska to design a secant pile wall as excavation support for a proposed two-level basement of a new 23-story residential building located at 100 11th Avenue and West 19th Street. The secant pile wall will also act as the permanent basement retaining wall for the new building. The site is bounded on two sides by existing structures and is underlain by a thick deposit of very soft organic silt and clay. Therefore, the potential for ground movements and their impact on an adjacent structure bearing on shallow footings were of the utmost concern. This paper addresses the design and construction considerations associated with this secant wall, as well as installation details. Measured wall movements are also used to assess the validity of the pre-construction soil strength and stiffness design parameters.

Jan 1, 2008

By Saba Mohan

This study presents results based on the Pile Installation Demonstration Project (PIDP) that was conducted as a part of the East Span San Francisco-Oakland Bay Bridge Seismic Safety Project. For the three full-scale pile installations, two different high-energy hydraulic hammers were selected for the installation. However, these hammers may not have sufficient energy to drive these large diameter piles at their ultimate capacity following long-term set-up. Nevertheless, these hammers were selected because, soil plug behavior, the generation of excess pore pressures and remolding of soil during driving were expected to reduce the shaft and end bearing resistance, and therefore reduce the energy required to drive these piles to design penetration. Data collected during continuous installation driving and after a series of re-strikes at different set-up times ranging from 1 to 33 days were used as input data for CAPWAP. These results were used to estimate the soil resistance along the pile length and at the toe of the pile, and the soil pile set-up behavior. Validity of the procedures used to predict the soil resistance to driving and predicted blow counts were verified with the field observed blow counts and the energy that was delivered to the pile. Based on combined CAPWAP analyses, the soil pile set-up with time was estimated and compared with results of other methods currently available in the literature for predicting the soil pile set-up rate.

Jan 1, 2002

By Andrew Baxter

The Crystal Bridges Museum of American Art in Bentonville, Arkansas is a beautiful glass and concrete structure cut into a valley that mingles with water ponds spanned by multiple bridges with suspended roofs. Or, at least it will be when completed in 2009. At Crystal Bridges, most of the proposed buildings involve cuts up to 50 ft high to be retained by the building structures. This requires the construction of retaining walls adequately founded to support lateral loads of up to 70 kip/ft. To add to this difficulty, the site is within a karst region with all the variability and irregularities associated with solutioning and erosion of the parent rock in this environment. The irregular rock profile made it virtually impossible to conceive a predictable arrangement of shallow footings and shear keys for the retaining walls. The existence of layers of soft soils within a hard rock formation made a caisson foundation impractical. The authors developed an innovative solution based on micropiles, which proved to be invaluable from a cost and schedule point of view. In areas where rock was shallow, micropiles were used as ?shear pins? to transfer the horizontal loads to the rock. In areas with significant overburden, a system of vertical and battered micropiles was devised to carry vertical and horizontal loads from the retaining walls. This paper presents a detailed description of the design and installation of the micropiles used as shear pins, and includes the results of lateral load tests performed on full-scale models of the grade beams on shear pins. The work performed shows that micropiles in rock can be effectively utilized for support of significant lateral loads provided that an adequate arrangement of suitably sized micropiles is provided, and that micropiles used as shear pins may develop significant tensile stresses when loaded laterally.

Jan 1, 2008

By Aly M. Mohammad

The design of large diameter drilled shafts in weathered rock has always presented a challenge to the foundation engineers. Degree of weathering and load transfer mechanism through the rock are essential elements required for the design. From the Contractor's perspective specifying the right equipment and estimating the rate of drilling in the weathered rock are key elements for successful construction. The Delaware River Tramway Project has provided an opportunity to address the design and construction of drilled shafts in weathered rock. The Tramway, supported by twin 300-foot towers, will shuttle eight-person gondolas across the Delaware River in about four minutes. Each tower, founded on four high capacity drilled shafts, is designed to resist large axial and lateral loads. At the New Jersey tower, each 7-foot diameter shaft extends 145 feet deep and terminates in weathered Mica Schist. The shafts are situated in the Delaware River where the mud line is approximately 20 feet below Mean Low Water. Below the mud line, there exists a very soft, 20-foot thick layer of organic silt, followed by a 40-foot thick dense sand stratum. Below these sand and silt strata, a 70-foot thick layer of weathered Mica Schist underlies the entire site. Both skin friction and end bearing in the weathered rock stratum were utilized in the analysis to compute the axial capacity. AASHTO and the PennDOT design methodologies were utilized independently during design of the drilled shafts to verify the design. The drilling of large diameter drilled shafts embedded into weathered rock and situated in a marine environment provided a unique challenge in the construction. A permanent steel casing was installed for a specified depth and proper equipment was used to drill and keep the shaft open through the weathered rock. In addition, a 5000 kip Osterberg load test was performed on one shaft to verify design assumptions and confirm the shaft capacity. The results of the test were utilized to establish load transfer characteristics within the weathered rock and to develop foundation design parameters to be used for the remaining shafts.

Jan 1, 2003

By Dawn Shuttle

In trying to find a grout, or some kind of stabilizer that would work in this application, we established some performance criteria. Of those, what I controlled the most was viscosity, then I had a whole list of other criteria. I needed a long, controllable gel time, durability and the ability to set and stabilize the soil. So I looked through a lot of different stabilizers, some really crazy ones and also the typical chemical grouts that are used. The typical chemical grouts were eliminated because of long-term durability concerns, the need for having extended gel times, and several other concerns. I would be happy to discuss that with you further after the talk if you're interested. But, generally it was based on viscosity, gel time, and the need for extended gel time. In terms of the relative density of the sand many other grouts could have been used. But the main issue was trying to develop this way to do low pressure grouting that would not cause invasive disruption of the site. We couldn't go in and grout it, put centers, so most of the other grouts wouldn't work for various reasons. The forty percent relative density samples were prepared by plubiation. That was both during the cyclic testing stage of the research, which happened a few years back, and also during the box model and the laminar box models at RPI. In terms of what criteria were used to determine the success of the grouting, when I initially started this work what I did was take the grouted samples and I subjected them to cyclic triaxial testing. What I did was take a look at the cyclic deformation resistance of different concentrations of grouted colloidal silica treated sand. I looked first at 20% concentration because I wanted something that I knew worked and then I gradually decreased to 15%, 10%, and 5%. What I was most concerned with was that it did not liquefy and that it was able to hold together it and experience some deformation. But most importantly it needed to not liquefy. So, that was the biggest issue in determining the success of the grouting. In terms of the centrifuge modeling it was done by looking at several components: from looking at the pictures of the bending moments, looking at the acceleration records and how the acceleration records were transferred through the soil, looking at the reduction in the lateral displacement and those kinds of issues. So let me show you the difference.

Feb 10, 2003

By Federico Pagliacci

Continuous Flight Auger (CFA) technique represents an important technological advance in the construction of piles in soft soils. The possibility of excavation under the water table with no need for drilling fluids, along with high productivity, have resulted in this technique?s becoming widespread in many countries. However, CFA technology has limitations because of its difficulty in penetrating hard layers and cross strata with cobbles and boulders. In these situations, pile verticality may be an additional problem. The Cased Augered Pile (CAP) technique consists of penetrating the soil with an auger housed in a casing. Two independent rotary heads sliding along the rig mast operate the auger and the casing. By adjusting the height of the casing shoe and auger bit according to soil type, it is possible to drill piles in very severe conditions - in the presence of cobbles and boulders - and to socket the pile into the rock. The use of a steel casing enables improved pile verticality. Therefore, the CAP technique is also used to construct secant piles to be used as diaphragm walls. The limitations of this technology are the depth, usually no more than 27 m (88 feet), and the size of the rig that supports the drilling tool, no less than 70 t (77 short tons) in working conditions. This paper illustrates CAP technology, the drilling system, and the characteristics of concrete and steel reinforcement and offers a case study of the Palermo-Carini second railway line, which used CAP to construct the new 30 km (18.6 mi) railway line, 20 km (12.4 mi) of which passes through the very congested downtown area of Palermo. More than 300,000 m (186.4 mi) of piles have been drilled in dense calcarenite formations with unconfined compressive strength of 15-25 MPa (2,200-3,600 lb/inch2), soft clay, and silt formations.

By Federico Pagliacci

Continuous Flight Auger (CFA) technique represents an important technological advance in the construction of piles in soft soils. The possibility of excavation under the water table with no need for drilling fluids, along with high productivity, have resulted in this technique’s becoming widespread in many countries. However, CFA technology has limitations because of its difficulty in penetrating hard layers and cross strata with cobbles and boulders. In these situations, pile verticality may be an additional problem. The Cased Augered Pile (CAP) technique consists of penetrating the soil with an auger housed in a casing. Two independent rotary heads sliding along the rig mast operate the auger and the casing. By adjusting the height of the casing shoe and auger bit according to soil type, it is possible to drill piles in very severe conditions - in the presence of cobbles and boulders - and to socket the pile into the rock. The use of a steel casing enables improved pile verticality. Therefore, the CAP technique is also used to construct secant piles to be used as diaphragm walls. The limitations of this technology are the depth, usually no more than 27 m (88 feet), and the size of the rig that supports the drilling tool, no less than 70 t (77 short tons) in working conditions. This paper illustrates CAP technology, the drilling system, and the characteristics of concrete and steel reinforcement and offers a case study of the Palermo-Carini second railway line, which used CAP to construct the new 30 km (18.6 mi) railway line, 20 km (12.4 mi) of which passes through the very congested downtown area of Palermo. More than 300,000 m (186.4 mi) of piles have been drilled in dense calcarenite formations with unconfined compressive strength of 15-25 MPa (2,200-3,600 lb/inch2), soft clay,

Jan 1, 2017

By Gerald Verbeek, David Tara

"When selecting an impact hammer to drive a particular pile, the decision is often based on local experience. In those cases, the contractor falls back on previous experience or draws on the experience of the hammer manufacturer to select the hammer that will be able to do the job. Obviously, a more scientific approach would be to perform a pile driving simulation using one of several commercially available software packages (e.g., GRLWEAP, AllWavePDP or PDPWave).However, this type of analysis requires quite a bit more effort. First, an accurate model of the pile driving process has to be developed, which includes a model of the soil profile at the job site and input into the analysis program. Then, the model must be analyzed to assess whether the combination of hammer, pile and soil model work.Over the years, numerous individuals and organizations have tried to develop something that would fit nicely in between these approaches: something more advanced than a gut feeling yet something that could be done on the back of an envelope; in other words, a “Goldilocks” approach — not too simple, not too complex, but just right.Screening Tool CriteriaThe goals of the approach are twofold: (1) select the appropriate impact hammer to drive an open toe steel pipe or H-pile, and (2) then use the model for the subsequent high strain dynamic testing (HSDT). The Goldilocks approach centers around five different criteria.1. Maximum Driving StressTo minimize the risk of damage, the maximum driving stresses are generally limited to 80 to 90% of the yield stress (fy) of the steel section. This approach does not consider issues such as hammer alignment, initial imperfections, denting and/or elastic buckling, and pile material fatigue history. However, even when these issues are not applicable, limiting average stresses to 0.9fy or even 0.8fy does not necessarily mitigate the risk of pile damage (Mostafa, 2011)."

Jan 1, 2017

By Paul Summers, Kevin Richardson, Willem (Billy) Villet, Paul J. Sabatini, Attasit Korchaiyapruk, Edward C. Clukey

"A deep mixing method (DMM) foundation was selected by the Project Team for a very large LNG facility in West Africa. As described in a companion paper, this foundation consists of a large number of columns installed by mixing cement with in-situ soils. The foundations are arrayed as a variety of honeycombed type configurations which, if installed to desired specifications, can provide a robust foundation alternative. The foundation is capable of distributing loads and limiting settlements even if some of the soil in the columns is not fully mixed during installation. An important part of the overall quality assessment program, therefore, involved developing a testing program to verify the methodology. In addition the impact of potential defects in columns on the overall foundation integrity had to be assessed. This paper describes some of the preliminary work done to establish the requirements for the quality assurance program. A key component of this program involved the sampling frequency used to assess potential defects in the columns. To verify the column integrity 104- mm samples were taken continuously at a selected frequency through the 23 m long columns. The preliminary work described in this paper demonstrated that the appropriate sampling frequency depends on both the desired reliability level as well as the number of defective columns encountered during testing.Initial finite element analyses were performed to assess the extent that defects could occur in columns within the honeycombed structure without adversely affecting the overall foundation integrity. The results from this work demonstrated that the spatial location of the defects was critical to properly assessing the foundation integrity.In addition to column sampling a load test was performed as part of the foundation verification process. The methods used to apply appropriate loads so that loads at the bottom of the columns approached design values are discussed in the paper.The results obtained from this preliminary study were then used to help develop a more comprehensive assessment program, described in a companion paper, to determine the robustness of the DMM foundations for both the LNG processing facilities and a condensate tank.IntroductionFoundations constructed with the Deep Mixing Method (DMM) can be an attractive and cost efficient alternate to other deep foundation options. This foundation is constructed by mixing soil and cement with an auger type drill. The foundation is usually constructed with a dual auger system that simultaneously creates two contiguous columns called foundation elements. Many elements are then arranged in a honeycombed configuration to create the overall foundation (Figure 1). A desired column strength can be obtained by varying the volume of cement added to the columns, the mixing rate of the soil and stroking sequence."

Jan 1, 2017

By Edward C. Clukey

A deep mixing method (DMM) foundation was selected by the Project Team for a very largeLNG facility in West Africa. As described in a companion paper, this foundation consists of alarge number of columns installed by mixing cement with in-situ soils. The foundations arearrayed as a variety of honeycombed type configurations which, if installed to desiredspecifications, can provide a robust foundation alternative. The foundation is capable ofdistributing loads and limiting settlements even if some of the soil in the columns is not fullymixed during installation. An important part of the overall quality assessment program,therefore, involved developing a testing program to verify the methodology. In addition theimpact of potential defects in columns on the overall foundation integrity had to be assessed.This paper describes some of the preliminary work done to establish the requirements for thequality assurance program. A key component of this program involved the samplingfrequency used to assess potential defects in the columns. To verify the column integrity 104-mm samples were taken continuously at a selected frequency through the 23 m longcolumns. The preliminary work described in this paper demonstrated that the appropriatesampling frequency depends on both the desired reliability level as well as the number ofdefective columns encountered during testing. Initial finite element analyses were performed to assess the extent that defects could occur incolumns within the honeycombed structure without adversely affecting the overall foundationintegrity. The results from this work demonstrated that the spatial location of the defects wascritical to properly assessing the foundation integrity. In addition to column sampling a load test was performed as part of the foundationverification process. The methods used to apply appropriate loads so that loads at thebottom of the columns approached design values are discussed in the paper. The results obtained from this preliminary study were then used to help develop a morecomprehensive assessment program, described in a companion paper, to determine therobustness of the DMM foundations for both the LNG processing facilities and a condensatetank.

By Haijian Fan

Currently, deep foundation designs for the service limit state are deterministic in nature. The settlements and lateral deflections of deep foundations are calculated by means of numerical techniques whereby the foundation-soil interactions are characterized by discrete load transfer curves such as t-z or p-y curves. The noted deficiency of the deterministic approach is that the uncertainties arising from various sources, such as soil properties and model errors are not considered. To address this deficiency, a performance-based reliability design methodology is developed using Monte Carlo statistical methods. The performance based design criteria are defined in terms of the specified allowable displacement. The input to the numerical solution techniques, including the soil strength parameters, unit weight of the soil are relevant to the generation of the load transfer curves are treated as random field. The well established random field generator algorithm, local averaging subdivision, is used to generate random samples of input, where the mean values, variances, the probability distribution, and correlation structures are required statistical parameters for these random variables. The objective of the performance based reliability design is to determine the optimized foundation dimensions so that the probability of failure is less than the target probability of failure. The probability of failure by the Monte Carlo approach is simply the ratio of the number of unsatisfactory performance to the sample size. A numerical example for laterally loaded drilled shaft is given to illustrate the application of the methodology. The incorporation of the correlation length is shown to be critical for properly accounting for the site soil spatial variability.

Jan 1, 2017

By Pratter P., Boley C.

Polymers are well established in geotechnical applications, for example in ground improvement, where the polymers act as a binder that, when cured, holds the grains together by adhesive and cohesive forces. The subject of this research work is an innovative composite of polymers and gravel, which differs from conventional grouting materials due to its adjustable material properties. With these specific properties, the semi-rigid material can be optimally adapted to the local ground conditions and the individual framework conditions of a construction project. For the characterization of the composite material, stateof- the-art methods, such as image processing by segmentation, are presented. Segmentation is suitable for quality assurance and monitoring of laboratory samples and soil samples directly from ground improvement on the construction site. The load-bearing capacity of the innovative material can even be increased to the order of magnitude of concrete. For this reason, the soil mechanical laboratory tests in this research had to be modified and even expanded by rock mechanical laboratory tests. Based on the experimental investigations, the importance of this innovative material for practical application is demonstrated by a calculation example from construction practice, which shows that even difficult ground conditions can be handled with it.

May 1, 2022

By Vladimir M. Korolev

The field studies conducted at the experimental-production sites allowed to develop the technology of arranging drilling piles in loess subsiding grounds over 25 m deep and over 250 mm in diameter, to select optimal compositions of flush fluids, to assess the carrying capacity and field of use of the piles under test and to produce a special equipment. The dependence of the ultimate axial pressing-in load on pile driving into the non-subsiding section, its diameter and method of fulfillment, as well as the ground moisture dependence of the specific ground resistance along the piles' side surface within the limits of the subsiding section were determined. The study results allowed to reduce the length of the work piles and the number of bars in the reinforcement frames. The obtained experimental data enable to give a preliminary assessment of the piles' carrying capacity under complicated engineering-geological conditions of subsiding grounds.

Jan 1, 2002

By Franz-Werner Gerressen

As alternative energy industries pick up speed internationally, and as government regulation and restriction limit the use of impact hammers due to environmental limitation from construction induced noise during pile driving operations, unconventional solutions for more complex offshore foundation installations have become a necessity. Manufacturers and equipment suppliers race to develop alternative techniques to accommodate for offshore foundation construction in various soil conditions and at greater water depth. The FLYDRILL, and the Seabed-Drill BSD are two innovative systems for the installation of offshore monopiles with reduced environmental impact

By Leonhard Weixler, Jean Wehbe, Gordian Ulrich, Franz-Werner Gerressen

"As alternative energy industries pick up speed internationally, and as government regulation and restriction limit the use of impact hammers due to environmental limitation from construction induced noise during pile driving operations, unconventional solutions for more complex offshore foundation installations have become a necessity. Manufacturers and equipment suppliers race to develop alternative techniques to accommodate for offshore foundation construction in various soil conditions and at greater water depth. The FLYDRILL, and the Seabed-Drill BSD are two innovative systems for the installation of offshore monopiles with reduced environmental impact.INTRODUCTIONThe FLYDRILL and the Seabed-Drill were born from techniques in the design and construction experiences gained from land based foundation drilling systems over the past 25 years. As the alternative energy industry ventures into uncharted territory of deeper water for offshore wind farms, fast current regions for tidal energy, and increasingly challenging soil conditions and project complexity, the advancement and development of new innovative equipment system and drilling techniques have become a necessity.The systems described herein show the development of the so called “FLY-Drill” system, and the all new “Seabed-Drilling” equipment applied at the first ever made job using a seabed drilling rig.FLY DRILLThe FLY DRILL method is a completely new concept for bored piling. The drilling unit with rotary head, Kelly bar, and drilling tool is suspended by the hoist rope of the base carrier crane. The hydraulic power for the drill unit is provided from the base crane.The drill head is fixed on the casing with a hydraulically operated clamping system during the drilling operation. When emptying the drilling tool, the clamp cylinders are opened and the complete unit is swung sideways."

Jan 1, 2017

By Giovanni Lombardi

In order to get a clear overview of the grouting works carried out, to avoid misinterpretations of the data and functions shown on the display of the grout monitoring device, it is recommended to keep the flow rate as constant as possible. Obviously, at the beginning of the process, the flow rate will increase from nil to the selected "basic" value. An important question frequently addressed is also how to reduce the flow rate in nearing the GIN limit so to finally reach the target intensity. Depending on the actual conditions, there are different manners to proceed. However, the following one appears to be the most convenient. It is represented on Figure 25. Being GIN the target intensity, two new limits at, let's say, 0.95 GIN and at 1.05 GIN as shown in the figure should be defined. The selected basic grout flow rate "q0", is kept as constant as possible all along the grouting process until the 0.95 GIN limit is reached. The flow is then reduced step wise to 2/3 q0, 1/3 q0 and zero at crossing each of the three limits. A similar rule can be used in respect to the maximum pressure, while for the maximum volume the process can be stopped at one time. Obviously the number of successive limits and thus the number of steps in reducing the pressure, as well as the width of the fringes defined in said way may be adapted to the local conditions.

Feb 10, 2003

By Lucian L. Bogdan

"SummaryActive loaded strand anchors are often used for slope stabilization, retaining walls or tiedown anchors. Normally, strands are tensioned against the structure and wedges are locked inside the anchorages at a certain lock-off load. During the life of the structure, anchors can receive additional loading during a surcharge, seismic event or other activity on the structure.In order to have a reliable ground anchor system, the strand must not slip through the anchorage wedges during its service life. Strand slippage has been reported during lock-off, when dirty wedge plates and wedges have been used. Low lock-off loads are believed to contribute to strand slippage too. Since the initial lock-off load for a ground anchor is usually lower than the lock-load for an equivalent capacity tendon in other types of post-tensioning construction, there is a concern that strand slippage may occur if the load on the anchor increases above the initial lock-off load.Corrosion protection grout, placed after the anchor is locked off, fills the pocket and surrounds the strand and wedges. Some anchor installers believe that the grout will prevent the anchorage from developing additional capacity if the load increases above the initial lock-off load.The load-carrying capacity of an anchorage depends on several factors. Most important are: initial applied load, anchorage geometry, friction between wedge-anchorage-strand and condition of the contact surfaces.The ADSC Anchored Earth Retention Committee considers that the industry should know how wedges behave once the permanent strand anchors are stressed and grouted inside the transition pipe, between wedges and inside the grout cap."

Jan 1, 2005

By Dave Paul

Dam rehabilitation involves a range of design, construction, and operation risks, some of which are not encountered in new dam construction. These risks can have significant impact on project schedule and project budget. Owners, engineers, and contractors need to understand these risks. Existing dams typically were designed in an era of design and construction standards that have been upgraded and changed. Modern standards will impact the construction approach taken and involve understanding the earlier standards. Knowledge of historical standards/practices as well as current design standards and construction methods is valuable for developing and designing rehabilitation components. Construction records and as-built drawings are valuable when they are available. Rehabilitation projects often consist of older projects where as-built documents or construction records are not available. Where these records exist, many (most) times, they do not fully reflect the current conditions within the dam and appurtenant works. leading experienced practitioners to “expect surprises” both during investigation of the existing facility, as well as during construction. “Surprises” should be expected even when historical records of investigations, design and construction are available. Unknowns, be they known unknowns or unknown unknowns, can be planned for by developing an approach for the design and construction process to identify potential issues/problems, or at least alert the designer and contractor of potential issues. A Risk-Based approach applied for the entire life of the rehabilitation project can be used to alert the parties of potential “surprises” and provide direction for mitigating issues as they arise. This type of approach is particularly effective when the process includes senior practitioners with decades of design and construction experience in all aspects of dams. Minimizing impacts created by “surprises”, particularly during construction, can result in an improved project meeting budget and schedule goals and design standards. This paper identifies and categorizes risk types salient to dam construction, reviews the process of risk identification and analysis, discusses guidelines for risk allocation, reviews strategies to mitigate risks, presents several case studies where risk mitigation strategies were employed successfully (or unsuccessfully), and presents lessons learned. The paper concludes with a summary and recommendations for best practices for Project Risk Management and mitigation that can be used by: Owners; Design Engineers; and Construction Managers, in planning, design, pre-construction and construction phases of dam related projects.