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By Andrew Cushing

This paper presents the design and construction of the foundation for a major high-rise real estate development on the west side of Manhattan. Arup was retained by Underpinning and Foundation Skanska to design a secant pile wall as excavation support for a proposed two-level basement of a new 23-story residential building located at 100 11th Avenue and West 19th Street. The secant pile wall will also act as the permanent basement retaining wall for the new building. The site is bounded on two sides by existing structures and is underlain by a thick deposit of very soft organic silt and clay. Therefore, the potential for ground movements and their impact on an adjacent structure bearing on shallow footings were of the utmost concern. This paper addresses the design and construction considerations associated with this secant wall, as well as installation details. Measured wall movements are also used to assess the validity of the pre-construction soil strength and stiffness design parameters.

Jan 1, 2008

By Justin Phillips

The redevelopment of Bow Bells House in London has thrown up a number of challenges that will increasingly be faced by developers of congested sites. In the context of pile reuse this paper examines four key issues: 1. The Developer?s perspective on sustainability, cost, programme and risk management. 2. The nature of pile testing including timing, the balance of extent of intrusive works whilst retaining the existing piles and identifying representative levels of testing. Four key elements of investigation; geometry, integrity, durability and capacity are evaluated. 3. In terms of design this paper supports the adoption of alternative probabilistic methods aligned with communicating to Clients in terms of acceptable ?probability/risk of failure? in place of a factor of safety approach. 4. The project also highlights a number of issues that will require greater attention to maximise the future reuse potential such as foundation load transfer platforms and promoting developments based on early collaborative framework design and contracting across the supply chain.

Jan 1, 2008

By Eric J. Pederson

The down hole hammer is widely used in specialty geotechnical construction. The common uses include tie-back anchor installation, micropile installation, and general soil/bedrock drilling operations. Veit used these techniques to develop a cost effective way of installing the foundation system for University of Minnesota Football Stadium. The soils present at the site of the stadium contained layers of concentrated cobbles and boulders. The geotechnical engineer recommended a driven pile system, and the base bid outlined in the project documents consisted of an H-Pile using a 14x73 pile section. Veit submitted an innovative alternate consisting of using a rotary percussion system to install a 12? O.D. pile. This paper will show that this pile type and installation method was the correct choice for the project. The design criteria for the compression, uplift, and lateral capacities and deflections were met, while eliminating pile damage. The method resulted in a significant cost savings to the University and maintained the project schedule.

Jan 1, 2008

By Vladimir M. Korolev

The field studies conducted at the experimental-production sites allowed to develop the technology of arranging drilling piles in loess subsiding grounds over 25 m deep and over 250 mm in diameter, to select optimal compositions of flush fluids, to assess the carrying capacity and field of use of the piles under test and to produce a special equipment. The dependence of the ultimate axial pressing-in load on pile driving into the non-subsiding section, its diameter and method of fulfillment, as well as the ground moisture dependence of the specific ground resistance along the piles' side surface within the limits of the subsiding section were determined. The study results allowed to reduce the length of the work piles and the number of bars in the reinforcement frames. The obtained experimental data enable to give a preliminary assessment of the piles' carrying capacity under complicated engineering-geological conditions of subsiding grounds.

Jan 1, 2002

By A. Flora, E. Bilotta, F. Foria, V. Nappa

"All the typical applications of deep mixing rely on the good mechanical properties of the improved columns to strengthen or stiffen the ground for a number of geotechnical applications.This paper focuses on a completely different kind of deep mixing, carried out in order to obtain columns much softer than the surrounding soil. This kind of deep mixing, named Soft Deep Mixing (SDM), is introduced as an original means to tackle seismic risk, and can be convenient when the existing structure to be protected has a historic relevance that cannot be altered with structural modifications. The idea is that properly assembled layers made of partially overlapped SDM columns, with dynamic impedance much smaller than that of the surrounding soil, will filter and reflect most of the seismic energy.The paper presents the results of some 2D parametric numerical analyses aimed to investigate the seismic performance of this innovative approach. Simplified dynamic inputs (Ricker wavelets, having only one largely predominant frequency) were adopted to better understand the effect of signal frequency. The analyses show that the effectiveness of the soft grouted isolating barrier depends on soil and SDM geometrical, physical and mechanical properties, as well as on the frequency content of the seismic input.INTRODUCTIONPassive structural systems installed at the foundation level of existing buildings are a common solution to protect them against earthquakes. However, installation procedures are expensive and not always feasible, as for instance in the case of valuable buildings. As an alternative, ground improvement techniques can be used to modify ground properties, in order to mitigate the intensity of shaking at ground level. The propagation of shear waves in the ground can be modified by introducing a layer of artificially modified material, having a dynamic impedance (defined as n =p VS, where p is the material density and VS the velocity of shear waves) very different from that of the natural soil. Both very high or very low values of the dynamic impedance of the grouted soil (nt) can be effective in reducing the overall transmitted energy, with the difference that – for a given reduction of the transmitted energy - stiff grouted layers tend to filter the low frequency components of the amplitude spectrum without modifying in a significant way the high frequency components, while soft grouted layers have the opposite effect. Then, ideally the choice of the best grouting technique should be made considering the effects of the different frequency components on the building to be protected. These effects are detrimental for the structure when they are close to its natural frequency: high frequency components result into large structural loads on massive squat structures (high natural frequency), and low frequency components may be critical for tall and flexible structures (low natural frequency). Therefore, the typical procedure of stiffening the uppermost soil layers regardless of the kind of building to be protected is not necessarily beneficial, and for the case of squat structures soft grouting should be preferred. However, this procedure has not been taken into account yet in the engineering practice, and may pose static problems at ground level (i.e. excessive static settlements)."

Jan 1, 2015

By Mike Muchard

A design phase load test program was performed at the Broadway Viaduct bridge site to evaluate load carrying capacity and constructability of post grouted drilled shafts. The program included construction, instrumentation, post grouting and load testing of three drilled shafts. Two shafts included sleeve port and plate base grouting apparatus and were post grouted. The third shaft was un-grouted and served as a control shaft for comparison of the un-grouted end bearing. The shafts were 5 feet in diameter with the control shaft at 55 feet in length and post grouted shafts at 55 and 66 feet. SPT borings at the centerline of each test shaft defined geotechnical conditions at each shaft. Test shafts were instrumented with strain gages and concrete integrity was evaluated with crosshole sonic logging. Instrumentation and data acquisition was used during the post grouting operation to fully capture the shaft behavior. Finally, Statnamic load testing was performed on all three shafts to their ultimate capacity. The fine to coarse sandy soils in which the shafts were tipped in were well suited to improvement from post grouting. Grout pressures of 660 psi were achieved with 0.08 inch or less of upward shaft movement. Subsequent Statnamic load tests showed 183 to 192 percent greater end bearing in the post grouted shafts as compared to the un-grouted shaft. The overall result showed a potential savings of approximately 9 feet to 35 feet of drilled shaft length in addition to the increased quality assurance from post grouting.

Jan 1, 2009

By Osama A. Safaqah

Driven plate anchors can be used to hold in place large bridge caissons during floating construction. Their small size and simple method of installation make them a very cost effective alternative to other direct-embedment, gravity, and drag anchors. The geotechnical design of plate anchors involves the anchor geometry, embedment, drivability, and proof testing. This paper describes the experience gained with plate anchors used during construction of the new Tacoma Narrows Bridge. For this project, the anchors had to be driven in dense to very dense sands, and had to resist large forces from 7-9 knot currents.

Jan 1, 2013

By Andrew Baxter

The Crystal Bridges Museum of American Art in Bentonville, Arkansas is a beautiful glass and concrete structure cut into a valley that mingles with water ponds spanned by multiple bridges with suspended roofs. Or, at least it will be when completed in 2009. At Crystal Bridges, most of the proposed buildings involve cuts up to 50 ft high to be retained by the building structures. This requires the construction of retaining walls adequately founded to support lateral loads of up to 70 kip/ft. To add to this difficulty, the site is within a karst region with all the variability and irregularities associated with solutioning and erosion of the parent rock in this environment. The irregular rock profile made it virtually impossible to conceive a predictable arrangement of shallow footings and shear keys for the retaining walls. The existence of layers of soft soils within a hard rock formation made a caisson foundation impractical. The authors developed an innovative solution based on micropiles, which proved to be invaluable from a cost and schedule point of view. In areas where rock was shallow, micropiles were used as ?shear pins? to transfer the horizontal loads to the rock. In areas with significant overburden, a system of vertical and battered micropiles was devised to carry vertical and horizontal loads from the retaining walls. This paper presents a detailed description of the design and installation of the micropiles used as shear pins, and includes the results of lateral load tests performed on full-scale models of the grade beams on shear pins. The work performed shows that micropiles in rock can be effectively utilized for support of significant lateral loads provided that an adequate arrangement of suitably sized micropiles is provided, and that micropiles used as shear pins may develop significant tensile stresses when loaded laterally.

Jan 1, 2008

By Andrew J. Ciancia

The construction of the Pennsylvania Station in Manhattan, the Beaux-Arts masterpiece, was completed in 1910. In financial ruin, the Pennsylvania Railroad Company sold the station in the 1960?s and the new Madison Square Garden and the Penn Plaza complex were constructed at the site. The demolition of Pennsylvania Station brought public awareness and outcry to protect historic structures and the Landmarks Preservation Commission (LPC) was subsequently established in 1965. In the 1960?s relatively little engineering data was available on the performance of historic structures during adjacent construction and thus, no published criteria were established by the LPC on allowable movements and vibrations. During the late 1970?s a commercial tower was planned adjacent to the landmark Fraunces Tavern Block (FTB) in lower Manhattan. Through negotiations between the LPC and the developer, Dr. M. I. Esrig and the author were retained to monitor the historic block during foundation construction. The monitoring data and building performance compiled from the project formed the basis of the published 1981 ASCE technical paper by Esrig and Ciancia entitled ?The Avoidance of Damage to Historic Structures Resulting from Adjacent Construction?. Based on the ASCE paper, the NYC Department of Buildings adopted Technical Policy and Procedure Notice #10/88 entitled ?Procedures for the Avoidance of Damage to Historic Structures Resulting from Adjacent Construction When Subject to Controlled Inspection by Section 27-724 and for Any Existing Structure Designated by the Commissioner?, June 1988. This paper describes the author?s recent experience during the installation of deep foundations within, or adjacent to, three Manhattan landmark structures. Discussions are provided on the foundation construction, monitoring programs and performances of the three structures.

Jan 1, 2008

By Abid O. Adekunte

The design, construction and monitoring of the deep excavation support for the basement of a large-scale commercial development in Cavan, Ireland is presented. Excavation area was adjacent to existing structures and retained height H varied between 4.0m ? 11.0m. In areas where excavation depth H < 5.0m, wall was designed as cantilevered section. However in sections where 5.0m = H = 11m, additional wall supports were required for serviceability reasons. Traditionally, designers often provide additional wall support through the use of tie-back ground anchors, raking props and braces. On the current project, the main contractor was not in support of the use of temporary props so as to maximise working space, while owners of adjacent properties disapproved the use of tie-backs. The limited set-back between the wall line and site boundary also contributed to the complexity of the project. A rare alternative solution has been adopted. This novel approach involved buttressing the wall with steeply raking bored tension piles at regular intervals along the wall. Comparison of the monitored deflections in the cantilevered sections with those recorded at sections where tension piles were used shows the novel solution to be safe and quite effective. This approach is also considered to be more economical when compared with ground anchorage and propping.

Jan 1, 2008

By Brent Wilkins

The project team was tasked with the design and installation of a deep foundation system to support an expansion to a power generating station in Glenrock WY. Cast-in-place piles installed by a fixed mast drilling platform were assessed to be the most efficient foundation system for the subgrade conditions and range of design loads for the project. It was determined that conventional augered, cast-in-place piles could not be installed to the required pile toe elevations. Subsurface materials consisted of interbedded coarse- and fine-grained soils to about 23 ft to 30 ft depth below the ground surface, underlain by carbonaceous shale (claystone) with interbedded sandstone. The overburden materials varied from very soft to medium stiff and loose to dense. The claystone was typically foliated and very weak to weak whereas the sandstone was typically massive and very weak to weak. The site characterization consisted of a variety of field and laboratory programs including soil borings with Standard Penetration Tests, pressure-meter testing, and geophysical testing. A load test program was performed involving the compressive, lateral, and tensile testing of piles ranging from 14-in to 24-in diameter. Compression test piles were instrumented with vibrating wire strain gages. The paper includes a discussion of the regional and local geologic and geotechnical parameters, particularly the results of the various in situ and laboratory test programs. The selected foundation system is introduced. Load test results are then presented along with analysis and discussion of these results with regard to performance of the piles in the claystone.

Jan 1, 2009

By Terence P. Holman

Micropiles are employed to retrofit existing foundations, including underpinning prior to future construction operations and resupport of existing structures that have experienced distortion and settlement. This paper presents analyses of the two case histories requiring the use of micropiles in these applications. The first case history involves micropiles used to resupport a settled pump station next to an excavation which had suffered basal failure and ground loss. A compression load test pile experienced plunging failure which, after analysis of the strain-gauge data acquired during the test, was attributable to a greater degree of disturbance to the subsoils beneath the site than anticipated. After construction of the micropiles around the pump chamber a synchronized jacking system was used to lift and right the 320 kip chamber structure, followed by resupporting it on the newly constructed piles. The second case history entails the use of micropiles for direct underpinning support of existing columns prior to a utility tunnel installation within an existing high-bay warehouse structure. The design constraint that most significantly affected the successful completion of this project was the desire to bond the new piles into the existing reinforced concrete foundations. As a result of the coring method through the footing, the ultimate bond stress measured during a pullout test was more than twice that assumed in the design. Monitoring of the underpinned columns during trench excavation indicated that the system performance was acceptable. These case histories reinforce the concept that lower capacity micropiles can provide a rapid means to underpin and retrofit existing structures.

Jan 1, 2007

By W. Morgan NeSmith

Drilled displacement (DD) piles often develop significantly larger unit shaft resistance values than other drilled or augered pile systems in coarse grained materials. Minimal vibration and limited spoil development are also associated with DD pile installation and these factors are frequently additional financial and/or environmental benefits of the system. The application of DD piles in North America dates to the mid-1990s and their use in the Midwestern United States has been significant, particularly in the past 10 years. The authors have collected an extensive database of DD pile performance in the United States. The alluvial and glacial deposits of the Midwestern U.S. provide conditions where drilled displacement piles perform very efficiently when compared to coastal and residual geologies. This paper presents a summary of the authors? experience regarding installation and performance of DD piles in the Midwestern U.S. Information presented includes summary presentations of DD performance across a range of site conditions as well as a discussion of the relationship of DD performance and installation effort in the Midwest as compared to other geologic settings in the U.S.

Jan 1, 2009

By Tomio Tsuchiya

A construction method of bored steel H piles enclosed in soil-cement columns was developed by modifying steel H piles from the driven pile method and soil-cement walls from the earth retaining wall method, the latter of which produces cut-off walls and reduces noise and vibration during construction. In this method, as shown in Figure 1, rich mix cement paste is injected into the bottom of a borehole which is pre-excavated by a casing auger, then a steel H beam is inserted before it hardens. Since the high vertical resistance of piles created with this method has already been confirmed by loading tests, we have been investigating the applicability of this method for piles used to temporarily support building loads for top-down construction on raft foundations until the raft foundation is completed. However, in the loading tests, the bearing capacity at the lower end of the pile was measured by loading from ground surface on test piles which had friction cut to eliminate the shaft friction resistance. In other words, the loading tests neglected the effect of overburden pressure of soil above the lower end of the pile. To investigate the effect of the overburden pressure on the bearing capacity at the lower end of the pile, loading tests were carried out on a bored steel H pile of lm diameter (test pile) bored in a compacted sandy soil layer with N-value of 100 to 250 at each stage of a three-step excavation. The results show no significant change in the bearing capacity at the lower end of the pile when the depth ratio of the pile is in the range of 5.7 to 22.7.

Jan 1, 1996

By Cem Altuntas

This paper is the second in a series of two describing the design and construction of a foundation for a major high-rise real estate development on the west side of Manhattan, N.Y. The foundation members consist of large-diameter rock-socketed caissons, driven closed-end steel pipe piles bearing on rock, and a secant-pile retaining wall surrounding the entire site. This paper focuses on the Osterberg cell (O-Cell) load test completed for determining the allowable side-shear resistance between the concrete and the sides of the rock socket. Different qualities of mica schist bedrock, demonstrated by the penetration of rock with the soil auger or drill casing, were encountered. Accordingly, an additional subsurface investigation consisting of test borings at each caisson location was completed. Unconfined compressive strength tests were performed on representative rock samples. The ?soft? mica schist was observed to have vertical foliations and high mica content. For the first time in Manhattan, an O-Cell load test was performed to determine the allowable side shear resistance for both the soft and hard mica schist bedrock. The side shear resistance obtained from the O-Cell load test is compared with the side shear resistance allowed by the New York City Building Code and empirical correlations using unconfined compressive strength values for rock. The rock socket design for the caissons was refined based on the O-Cell load test results.

Jan 1, 2008

By Helen S. W. Chow, Harry G. Poulos

Most modern buildings involve the construction of a basement, often of several levels, to maximize the floor area ratio. The basement walls are generally designed for excavation retention purposes only, and are infrequently considered as elements which can help to support the structural loads from the superstructure. However, the basement walls can provide substantial stiffness and resistance to structural loads, and may contribute to the overall foundation capacity and stiffness. This paper presents a simplified approach to approximate the overall foundation capacity and stiffness considering the various components of the foundation system, including the foundation piles, the basement floor slab, the basement walls and interaction between each foundation component. The effect of the basement walls in enhancing the foundation stiffness values is examined by reference to the results of finite element analyses which consider a foundation subjected to vertical, horizontal and moment loadings. The approximate approach is found to give results that are adequate for a preliminary assessment of the effects of basement walls on the overall foundation response, without the need for detailed three-dimensional finite element analyses.

Nov 1, 2022

"After the non-destructive testing is completed, the data must be compiled, evaluated, and interpreted. During this process, the data may indicate that there is an anomaly warranting further investigation, which may eventually be determined to be a flaw or defect. The definitions of an anomaly, flaw, and defect can be described as follows (after Amir, 2002):Anomaly - Any irregular feature identified in the NDT graphic results. An anomaly may be due to the testing instrumentation (such as noise), to the means used to perform the test (e.g. access tube debonding in CSL) or to the shaft itself. It is the responsibility of the NDT practitioner to gather and analyze all relevant data and try to resolve every anomaly before it is declared a flaw or defect.Flaw - Any deviation from the planned shape, size and/or material of the shaft.Defect - A flaw that, because of either size or location, may detract from the shaft’s intended performance or durability. The geotechnical engineer and the structural engineer are jointly responsible to decide which flaw comprises a defect.This section describes the process of evaluating the data, determining if an anomaly exists, and if so, deciding whether the anomaly is actually a flaw or a defect. If the anomaly is determined to be a defect, its effect on the performance of the shaft must be evaluated, and if necessary, the can be re-engineered, repaired, or replaced."

Jan 1, 2004

By K Ilamparuthi, R. K. Madhumathi

"This paper presents the results of 1g model tests conducted on model piles both single and two pile groups embedded in sand by physically inducing lateral soil movement. From the test results it was found that the pile with higher L/D ratio exhibits higher deflection in case of pile embedded in medium dense sand whereas in loose sand the response is vice versa with higher deflection for the pile of lesser L/D ratio. The induced bending moment in piles is more for longer piles than shorter piles irrespective of the density of sand bed. It is also found that the pile head deflection and the bending moment are found to decrease exponentially with increasing distance between the pile and the wall. For pile group arranged in a row parallel and perpendicular to retaining wall, the deflection of single pile is more than the deflection of two pile group irrespective of the depth of excavation for spacing of piles tested. The influence of soil movement on the lateral response of pile is also analyzed through 3-dimensional finite element analysis. The numerical results thus obtained are validated with the results of experiments. The Mohr-Coulomb material model adopted to represent the soil behaviour predicts the response of pile reasonably and compares well with the experimentally observed response.INTRODUCTIONPile foundations are adopted to support structures such as foundations of high rise buildings, transmission towers, offshore platforms, bridge abutments etc., when good bearing stratum is not present at shallow depth to bear the loads of these structures. In the recent past particularly in the urbanized areas structures are built close to one another and nearby excavation will cause a reduction of lateral earth pressure and soil movement behind the retaining wall (Ong, 2004). The reduction in support stress will induce additional movement to the pile and leading to distress in pile foundations located adjacent to supported excavation. In these situations understanding the response of piles next to supported excavations becomes essential.The behavior of piles subjected to soil movement was studied by Poulos and Chen (1996 and1997) through tests on 1g models and the findings concluded that the maximum bending moment was found to decrease with decreasing pile diameter and decreasing pile spacing . Leung et al. (2000 and 2003) studied the effects of excavation induced soil movement on pile foundations in sand through centrifuge tests and established that the restraints on the pile head would cause additional shear force and/or bending moment at the pile head, although the restraints help to reduce the pile head deflection/rotation. In the theoretical studies of Poulos & Chen (1997), boundary element method (PALLAS) was used for analysing the pile subjected to lateral soil movement and charts were proposed for designing the piles. Pan et al. (2002) and Miao et al. (2006) analysed the passive pile behavior through three dimensional finite element analyses. However research works reported on piles subjected to lateral soil movement are limited."

Jan 1, 2015

By C. O. Riggs

Geotechnical exploration in North America, in particular, exploration for deep foundations analyses, is currently and generally performed following the most basic sampling and insitu testing methods and techniques. Some would surely say that the state-of-practice severely lags the state-of-the-art. Probably more than 90% of all deep foundations, both driven piles and drilled piers, installed in North America are initially analyzed and designed, i. e. geotechnically, on the basis of either the soil penetration resistance obtained by performing the "Standard Penetration Test" (SPT), or from laboratory shear tests performed on samples obtained using 76-mm (3-in.) nominal diameter, thin wall, "Shelby tube" samplers. The use of design data obtained with other exploration methods and devices, such as bore hole pressure meters, flat plate dilatometers, even cone penetrometers, occur on the fringes of practice and often in conjunction with the use of the two simpler methods of analysis. This basic approach probably represents an attempt of the profession to use, as much as possible, common, easily understood and easily communicated procedures in all geologic environments. The characteristics of drill rigs with the required drilling and samplng tools vary somewhat from region to region in North America according to the physiography of the area of use, the types of exploration data required on a day-to-day basis, the philosophy of the engineers and geologists that use the exploration data and the financial resources of the drill rig owner. The physical capability of the exploration drill rig used on a project can have a significant effect on the quality of samples or insitu tests. The physical configuration and the quality of the drill and the drilling, sampling and testing tools not only provide the mechanical capability to obtain data but affect the attitude of the field exploration crew and the quality of work. This complete presentation is taken, for the most part, from a book in preparation for publication: "Geotechnical Exploration and Site Characterization" by C. Riggs, A. Hatheway and N. Schmidt. The book is scheduled for completion during 1987.

Jan 1, 2010

By Issa S. Oweis

Two Towers are currently under construction in Central Moscow in the Russian Federation. Building A is a 96 story tower and Building B is a 65 story tower. The columns in both structures bear on a thick concrete mat that is supported on drilled shafts, 1.5 m in diameter. The shafts derive their capacity from weak limestone with layers of marl. Assigned allowable shaft loads were initially based on rock strengths that were later verified by load tests using the Osterberg Cell. One of the load tests was carried to near failure which allowed refining socket friction values that were later used in the design of Building A. All shafts were advanced using an auger and concrete placed in the dry. Grout tubes were placed with the reinforcing cage which allowed grouting of the limestone in contact with the shaft. Load sharing between the shafts and the mat was approximated using published methods as well as site specific finite element analysis. This paper covers the methodology of design, analysis of the Osterberg results to derive non-linear stiffness of the rock and differences between finite element analyses and results by approximate methods.

Jan 1, 2007